Standards, and the policies each one asks for
29 standards and regulations, from ISO 9001 to HIPAA. Each page sets out who it applies to, who checks, the dates to know, and the written policies it asks for, checked against primary sources.
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Quality
ISO 9001
For quality managers running an ISO 9001 system through the move to the 2026 edition.
6 written policies and recordsAS9100
For quality leads at aviation, space and defense suppliers holding AS9100D while IAQG prepares the next 9100 revision.
6 written policies and recordsIATF 16949
For quality managers at automotive production and service parts sites, preparing for audits under IATF Rules 6th Edition and watching the second edition.
5 written policies and recordsLaboratories
ISO/IEC 17025
For quality managers at accredited testing and calibration laboratories.
6 written policies and recordsISO 15189
For quality managers and laboratory directors at medical laboratories accredited to ISO 15189:2022.
6 written policies and recordsFDA GLP (21 CFR Part 58)
For testing facility management, study directors and QAU leads running nonclinical safety studies for FDA submissions.
5 written policies and recordsCLIA
For laboratory directors and quality leads running nonwaived testing under a CLIA certificate of compliance or accreditation.
5 written policies and recordsInformation security, privacy and AI
ISO/IEC 27001
For ISMS owners and security leads who hold or are working toward accredited ISO/IEC 27001 certification and must evidence policy, awareness and document control at every audit.
6 written policies and recordsNIST CSF 2.0
For security and risk leads who use CSF 2.0 Profiles to brief leadership, answer customer questionnaires or set expectations for suppliers.
6 written policies and recordsISO/IEC 42001
For organizations that build, provide or use AI systems and run, or plan, an AI management system that an accredited certification body will audit.
6 written policies and recordsGDPR
For controllers, processors and DPOs that handle personal data of people in the EU and must show a supervisory authority how they meet the Regulation.
6 written policies and recordsFTC Safeguards Rule
For non-bank financial institutions under FTC jurisdiction, such as lenders, brokers and tax preparers, whose Qualified Individual maintains the written program.
6 written policies and recordsNYDFS Part 500
For CISOs and compliance leads at DFS-licensed banks, insurers, agencies and lenders who sign the annual filing and keep the records behind it.
6 written policies and recordsIRS WISP
For paid preparers, EROs and tax and accounting firms that confirm the WISP duty at each PTIN renewal and keep the plan current for staff.
6 written policies and recordsHealth care
HIPAA
For privacy and security officers at covered entities and business associates who must produce policies, training and sanctions records when OCR asks.
6 written policies and recordsHHS-OIG General Compliance Program Guidance
For health care compliance officers who run a program against OIG's seven elements and keep the code, policies, training and committee records in order.
6 written policies and recordsCMS Conditions of Participation
For hospital compliance, quality and accreditation leads who keep emergency preparedness, QAPI and patient rights documentation ready for an unannounced survey.
6 written policies and recordsCARF
For behavioral health and aging services leaders preparing the policies, plans and personnel records a CARF survey team reviews.
6 written policies and recordsFinancial services
SEC Rule 206(4)-7
For chief compliance officers at SEC-registered investment advisers who keep the compliance manual, code of ethics and annual review file ready for an exam request.
6 written policies and recordsFINRA Rule 3110
For broker-dealer CCOs and supervising principals who maintain WSPs, run the annual compliance meeting, and prepare the 3120 report and 3130 certification.
6 written policies and recordsBSA/AML program
For BSA officers and AML compliance leads at banks, broker-dealers, money services businesses and other covered institutions preparing for an examination or independent test.
6 written policies and recordsAICPA SQMS No. 1
For CPA firm leaders and quality management owners running an accounting and auditing practice through the first annual evaluation and a quality management peer review.
6 written policies and recordsSafety, transport and environment
OSHA written programs
For safety managers and EHS leads who keep the written hazard communication, emergency, fire prevention, lockout, respiratory and bloodborne pathogens programs an OSHA compliance officer asks for first.
6 written policies and recordsISNetworld and Avetta
For contractors and suppliers whose hiring clients require ISNetworld or Avetta, and the safety leads who keep the written programs those reviewers grade against each client's requirements.
6 written policies and recordsDOT/FMCSA drug and alcohol
For motor carriers and CDL employers who give drivers the Part 382 educational materials and must show signed receipts, supervisor training and testing program records on request.
6 written policies and recordsEPA RCRA hazardous waste generators
For EHS managers at large and small quantity generators who keep the contingency plan, quick reference guide, job descriptions and training records a state or EPA inspector reviews.
6 written policies and recordsCTPAT
For CTPAT importers, carriers, brokers and other partners whose security profile rests on written procedures, an annual risk assessment and signed Code of Conduct acknowledgments.
6 written policies and recordsISO 39001
For fleet operators, logistics firms, passenger transport providers and employers with driving staff who run a road traffic safety management system or are preparing for its certification audit.
6 written policies and recordsThe policy layer, for any standard.
Every standard on this list asks for written policies that are approved, current, and known to the people they cover. AllyMatter handles that layer: write each policy, send it through approval, and send it to the people it applies to.
Each acknowledgment is recorded by name, with the version, the date and the time. When a policy changes, the new version is approved, its Editor sends it out again, and everyone it applies to is asked again. Export the record as a PDF or CSV when a reviewer asks.
- Approved before it goes outUp to four steps, with any or all approvers.
- Acknowledged by nameName, email, date, time and version on every record.
- Asked again on every changeSmall edits too, since even a comma can change a meaning, once the Editor sends it out.
- The record on requestA PDF or CSV export of the log.
Questions
What does AllyMatter do for a standard?
It handles the policy layer: the written policies and procedures a standard asks for, each approved before it goes out, sent to the people it covers, acknowledged by name and version, reviewed on a date you set, and kept with its version history.
My standard is not on this list. Can I still use AllyMatter?
Yes. The policy layer works the same way for any standard or regulation you work to. Bring its policies into AllyMatter, tag them for the people they cover, and run them through approval and acknowledgment.
How were these pages checked?
Each page was written from primary sources, such as the regulator, the standard owner or the accreditation body, read on 18 October 2026. Each page lists the sources it used.
Who can help with the rest of a standard?
Each standard page links to the matching page on Policy and Compliance, which lists who audits it and which consultants work with it.
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